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Sanctions Compliance & AML Screening

Sanctions Compliance & AML Screening

One missed sanctions match can expose an organization to frozen transactions, regulatory action, financial loss, and lasting reputational damage.

5.0
(4.5 ratings)
|
25 Students

Sanctions regimes and financial crime risks continue to evolve across jurisdictions, industries, and payment channels. Organizations must identify restricted parties, understand ownership and control, screen customers and transactions, investigate potential matches, and maintain defensible compliance records. This Sanctions compliance course Saudi Arabia addresses these responsibilities through an integrated framework for due diligence, screening, investigation, reporting, and governance.


From the outset, the course examines the foundations of sanctions compliance and their relationship with anti-money laundering controls. Moreover, it explores major international sanctions frameworks, customer due diligence, risk-based screening, list management, matching logic, alert handling, and technology oversight.


Furthermore, participants develop structured approaches to investigations, escalation, asset-freezing decisions, regulatory reporting, and compliance governance. Consequently, learners strengthen their ability to distinguish false positives from genuine risk and respond consistently to emerging threats. Ultimately, this course builds professional capability in sanctions screening, AML compliance, and financial crime risk management.

This sanctions compliance course develops structured capability across regulatory frameworks, customer screening, alert investigation, reporting, technology governance, and emerging financial crime risks.

  • Analyse the purpose and operation of sanctions and AML screening frameworks.
  • Compare major international sanctions regimes and regulatory expectations.
  • Apply customer due diligence and risk-based screening principles.
  • Evaluate names, identifiers, ownership structures, and potential indirect sanctions exposure.
  • Assess screening technology, matching logic, thresholds, and data-quality controls.
  • Investigate alerts and distinguish false positives from credible sanctions matches.
  • Manage escalation, blocking, rejection, freezing, and reporting responsibilities.

This training supports professionals responsible for sanctions compliance, AML screening, customer due diligence, transaction controls, investigations, regulatory reporting, and financial crime governance.

  • Sanctions compliance analysts and officers
  • AML and financial crime professionals
  • Customer due diligence and onboarding teams
  • KYC and enhanced due diligence specialists
  • Transaction monitoring and screening analysts
  • Compliance managers and money laundering reporting officers
  • Financial crime investigators

There will be a short assessment after each module and a final assessment after completing the course. Learners must achieve a minimum score of 70% in the final assessment to pass and become eligible for the certificate.

A certificate of completion will be provided after completing the course.

Certification

Our courses are built around what professionals need most:

  • Career-focused online learning.
  • Aligned with Saudi market needs.
  • Flexible self-paced access.
  • Digital certificate included.
  • Suitable for individuals and teams.
  • Clear, structured modules.

Organizations need professionals who can combine regulatory knowledge, investigative judgment, screening technology, reliable documentation, and risk-based decision-making across complex financial crime environments.

  • Sanctions Compliance Analyst
  • AML Screening Analyst
  • Customer Due Diligence Specialist
  • Financial Crime Investigator
  • Sanctions Advisory Officer
  • Screening Operations Manager
  • KYC and Enhanced Due Diligence Manager

Module 1: Foundations of Sanctions Compliance and AML Screening

30:00 minutes
  • Examine sanctions objectives, targeted financial measures, AML relationships, screening responsibilities, restricted activities, compliance terminology, and the role of organizations in preventing prohibited financial activity.

Module 2: Global Sanctions and Regulatory Frameworks

32:00 minutes
  • Explore UN sanctions, major national and regional regimes, regulatory reach, ownership and control principles, licensing, enforcement exposure, and differences affecting cross-border compliance decisions.

Module 3: Customer Due Diligence and Screening Controls

34:00 minutes
  • Develop risk-based onboarding, identity verification, beneficial ownership assessment, enhanced due diligence, rescreening, customer-risk classification, and controls for identifying direct and indirect sanctions exposure.

Module 4: Sanctions Screening Operations and Technology

36:00 minutes
  • Study sanctions lists, data preparation, fuzzy matching, transliteration, threshold calibration, alert generation, payment screening, system testing, model limitations, and technology governance requirements.

Module 5: Investigations, Escalations, and Regulatory Reporting

38:00 minutes
  • Build structured alert investigations, match documentation, escalation routes, blocking and rejection decisions, asset-freezing responses, regulatory notifications, case closure, and defensible audit trails.

Module 6: Compliance Governance, Risk Management, and Emerging Threats

40:00 minutes
  • Evaluate governance structures, sanctions risk assessments, policy ownership, training, independent testing, management information, evasion typologies, proliferation financing, digital assets, and emerging circumvention methods.

Frequently Asked Questions

No. The course introduces global sanctions and AML screening principles while examining major international, national, and regional regulatory approaches. Local legal obligations must always be considered.

Yes. Participants examine the role of UN targeted financial sanctions and major national frameworks, including OFAC, alongside other relevant regulatory regimes.

Yes. The course covers list management, matching logic, fuzzy matching, transliteration, thresholds, alert generation, testing, data quality, and technology oversight.

Yes. Participants explore identity verification, beneficial ownership, risk classification, enhanced due diligence, rescreening, and ownership or control concerns.

Yes. The course explains alert review, identifier comparison, ownership analysis, false-positive resolution, escalation, documentation, and decision-making.